8743 compliance manager jobs found

Transaction Control Deputy Manager - Director We have a new and exclusive opportunity for a Transaction Control Deputy Manager to join the thriving compliance transaction control team within this investment bank As the Transaction Control Deputy Manager, you will be team management/ team leading a team of 15-17 SMES within Compliance, Transaction Control, AML, KYC and building the strategy and function with the section manager Role details Title; Transaction Control Deputy Manager Business area: Compliance, Transaction Control, AML, KYC Salary: £90,000-£110,000- Permanent role Location: London City, 2/ 3 days a week office home working hybrid Requirements:~ background in Compliance, Transaction Control, AML, KYC, experience of team management/ team leadership This opportunity for a Transaction Control Deputy Manager is an absolutely key role in the first line of defence for the bank. You will work closely with the section manager to oversee a team of Compliance,...

Transaction Control Deputy Manager - Director We have a new and exclusive opportunity for a Transaction Control Deputy Manager to join the thriving compliance transaction control team within this investment bank As the Transaction Control Deputy Manager, you will be team management/ team leading a team of 15-17 SMES within Compliance, Transaction Control, AML, KYC and building the strategy and function with the section manager Role details Title; Transaction Control Deputy Manager Business area: Compliance, Transaction Control, AML, KYC Salary: £90,000-£110,000- Permanent role Location: London City, 2/ 3 days a week office home working hybrid Requirements:~ background in Compliance, Transaction Control, AML, KYC, experience of team management/ team leadership This opportunity for a Transaction Control Deputy Manager is an absolutely key role in the first line of defence for the bank. You will work closely with the section manager to oversee a team of Compliance,...

Compliance Lead - Permanent. - £45000 - £50000 - City Centre My client is rapidly expanding in a boyant market. They now need an additional senior lead to assist in this growth and help train staff. If you are a dynamic Compliance professional with a passion for excellence then join this city based business and be a part of a growing team where you can be part of managing regulatory risks & and help them drive customer-centric business practices The Role * ✓ Assist the MD and Head of Compliance in developing and maintaining their Compliance Monitoring Framework. * ✓ Working closely with the Audit and Complaints Manager to ensure good outcomes. * ✓ Assess their compliance-related risks within each department & and work on strategies to mitigate them. * ✓ Manage MI reporting to the leadership team. * ✓ To ensure all policies and processes are adhered to, and ensure they are updated...

Title Compliance Manager Reporting to Head of Compliance Job overview An excellent generalist opportunity to work for a very successful and well regarded boutique investment management firm, with assets under management of circa £ 2 billion. As it is a flat structure, you would be reporting into the Head of Compliance to ensure the firm meets its requirements on regulatory compliance, money laundering reporting and risk management. This would suit an enthusiastic and dynamic candidate with soli… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Reporting to the St George Plc Finance Director the opportunity offers an incredible introduction to the St George business and will suit a finance professional seeking to broaden their experience within the ever-evolving compliance field, which will touch taxation, various regulatory and legal frameworks and general business operations, looking internally and externally. The Compliance Manager will be primarily responsible for the control, oversight, implementation and enhancement of the compl… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

To see more Chinese jobs please follow us on WeChat: teamchinapf AND pfteamchina The Skills You'll Need: Mandarin fluent, regulatory risks, compliance in banking Your New Salary: depending on experience Office based Perm Start: ASAP Mandarin speaking Compliance Manager- What You'll be Doing: * Identifying the regulatory risks that the Branch faces; * The design and implementation of the policies and procedures, systems and controls that constitute the Compliance Programs and their related activities designed to prevent unethical, or improper conduct; * Monitoring the effectiveness of those systems and controls; * The provision of training and guidance to management and employees; * Other duties as assigned by the Head of Compliance. Mandarin speaking Compliance Manager- The Skills You'll Need to Succeed: * A Bachelor degree or above, ideally of a legal or business related educational background; * 5 years’ experience in a compliance role...

A well-established Financial Planning firm, who pride themselves on tailored, specialist Financial Advice are looking to add a Paraplanner with Compliance Manager functions to their leading team. Location: Warrington, W4A 4DN - Hybrid working (full time) 3 days in the office 2 days at home. Salary: £45,000 - £55,000 + Benefits This company provide advice across a diverse range of case types to both private individuals and corporate clients on cases such as Pensions, Investments, Tax Planning and IHT. With this in mind, the role will be very varied and ideally looking for an individual who can fit within this and employ their technical knowledge. They are now looking for an experienced paraplanner (ideally level 4 qualified or above), with compliance experience to join the firm to take on the duties that help support the business' continued growth. This would be a fantastic career step for someone with paraplanning/compliance experience within financial services....

Akkodis is currently recruiting for a Compliance Manager - Payments / Finance to join our client on a 7 month initial contract. Role: Compliance Manager - Payments / Finance Duration: 7 months Rate: £450 - £480 Status: Inside IR35 Location: London Role requirements You will be responsible for providing compliance expertise across lines of business offering payments, lending and prepaid products at the organisation. Key responsibilities include Payment Services Regulations (PSRs), FCA Handbook, data protection and GDPR Work closely with legal teams to understand regulatory risks associated with launching / changing products Support in the maintenance and effectiveness of compliance policies and proceduresYou will need Prior experience within compliance advisory within financial services / payment services Strong experience of payment legislation and application in the UK and FCA Payments / e-commerce background is preferredInterested? Apply now to be considered Modis...

An exciting role has arisen in a prestigious Financial Services business with a huge international presence, specifically in Africa and South Asia. Reporting to the Head of Corporate Tax, the Tax Advisor will take ownership over compliance for all international jurisdictions including the UK. Specific responsibilities include: Oversee and manage the direct tax compliance and financial reporting obligations for Group and subsidiaries in the UK and other operational jurisdictions with the help of external consultants. Prepare transfer pricing documentation and implement transfer pricing policy for all cross jurisdictional transactions. Assist the Head of Corporate Tax in designing risk management framework to evaluate and monitor key tax risks for the business and develop appropriate risk management controls and processes. The successful candidate would ideally have experience of managing tax across international jurisdictions with a focus on Africa and South Asia. The client will...

An exciting opportunity has arisen in this FTSE 100 business to take ownership over global tax reporting and compliance for the Group. Reporting to the Group Tax Director, the role enjoys a high level of visibility in the business and a high profile within the Tax Team. Responsibilities include: Co-ordinate the tax reporting process with regional tax leads and local finance teams, prepare consolidated current and deferred tax schedules to calculate the externally reported tax numbers and disclosures Provide tax accounting support on M&A transaction and tax projects Manage UK compliance position including reviewing returns prepared internally Lead the relationship with HMRC and the CCMYou will be a qualified accountant and have experience of Group tax reporting, ideally under IFRS. You will have various senior stakeholders both internal and external so being able to manage those across multiple jurisdictions is key. They have a mature approach to flexible working without the...

Our client is a successful and established Financial Services firm throughout Sussex and they are currently looking for an experienced Multi branch Compliance Manager to join the team. You wouldve worked with Financial Adviser in a compliance role and ideally would have part or full Level 4 Diploma Base to £60000 plus benefits and will consider anyone in the Sussex region accessible to Brighton In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Experienced Finance/Insurance Compliance professional with an excellent eye for detail – Part-time (3 Days per week) Seeking an experienced finance/insurance compliance professional with an excellent eye for detail and diligent work ethic to join our team. We work as a small, but very agile team across the UK, we have larger offices in London, Milton Keynes and Chester however many of our teamwork across the UK to meet our client’s needs. With a strong technical background of FCA, CMA, ASA, and other regulatory requirements in relation to the distribution of consumer credit / mortgage products we are seeking someone who can join on a part time basis. You will have experience of providing timely and considered advice and guidance on a range of commercial insurance and commercial financing topics including, but not limited to: ICOBS, Product Governance, Conduct Risk and Consumer Duty. Working very pragmatically with the Managing Directors and teams you will have...

Drive Growth. Be the Difference. Compliance Manager, ANZ At DKSH, our mission is to enhance lives by connecting people with exceptional products, services, and insights. As the trusted partner for companies looking to expand their reach in Asia and beyond, we are dedicated to driving growth across our Business Units: Consumer Goods, Healthcare, Performance Materials, and Technology. As a Compliance Manager for DKSH in the ANZ region, you will play a pivotal role in supporting the implementation… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

The successful candidate will have tertiary qualifications in Business, Accounting or Commerce, have demonstrated success in financial management and people leadership. Experience in an educational setting is desirable though not essential. The Finance and Compliance Manager with a strong vision towards staff support and progress and embodies the Kildare Ministries values. Further details including the Application and Position Description, please visit: clonard.vic.edu.au/employment Application… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

General information Press space or enter keys to toggle section visibility Name Compliance Manager, Consumer & Competition (12 Month Fixed Term Contract) Site / Location Australia Post Headquarters Ref 12349068 Opening Date 04-Aug-2023 Suburb Melbourne Entity Australia Post Work Type Fixed Term Full Time Length of Assignment 12 months Description & Requirements Press space or enter keys to toggle section visibility Help us deliver like never before Australia Post is delivering like never befor… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Compliance Manager | Location- Sydney, Melbourne , Brisbane. We're open to all locations across Australia. This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. You'll be responsible for : Establishing strong relationships with internal stakeholders and increase awareness of regulatory and compliance obligations. Act as a trusted advisor providing ongoing communi… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Compliance Manager | Location- Sydney, Melbourne , Brisbane. We’re open to all locations across Australia. This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. You’ll be responsible for : Establishing strong relationships with internal stakeholders and increase awareness of regulatory and compliance obligations. Act as a trusted advisor providing ongoing communi… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Compliance Manager | Location- Sydney, Melbourne , Brisbane. We’re open to all locations across Australia. This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. You’ll be responsible for : Establishing strong relationships with internal stakeholders and increase awareness of regulatory and compliance obligations. Act as a trusted advisor providing ongoing communi… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Job Description Within the professional services environment, the application of risk management procedures is fundamental to the successful delivery of our client services and promotion of our brand. Risk management encompasses the technical support and processes which underpin the delivery of service quality, contain the threat of litigation, limit damage to our reputation and seek to achieve full fee recovery. The Data Protection team is responsible for supporting the UK firm in the executio… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Job Description Within the professional services environment, the application of risk management procedures is fundamental to the successful delivery of our client services and promotion of our brand. Risk management encompasses the technical support and processes which underpin the delivery of service quality, contain the threat of litigation, limit damage to our reputation and seek to achieve full fee recovery. The Data Protection team is responsible for supporting the UK firm in the executio… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website