1405 compliance officer jobs found in London

This role would suit an individual with previous experience in a generalist Compliance capacity within the insurance sector (MGA, Broker, Insurer or Lloyd’s Syndicate), who would like to work as part of a small team, supporting the Senior Compliance Officer of this niche coverholder based in the City. This is a varied and interesting role, working as just a team of two and will include responsibilities such as: * Ownership of the delegated underwriting agreements and joint ownership with the Senior Claims Technician of the delegated claims handling agreements, liaising as necessary with principal insurers in the negotiation and renewal of such agreements * Monitoring and advising the Business on all relevant legislative and compliance developments impacting on the business and the Company * Regularly reviewing all regulatory and statutory materials relevant to the business * Investigating compliance risks and issues and providing feedback as necessary *...

Risk and Compliance Officer (Banking) Location: Central London (Office Based) Salary: circa £35k + Excellent Benefits Our client is a leading foreign bank, they are recruiting a Risk and Compliance Officer to join their team. This role will report into the Compliance Manager and support the department with all compliance reporting and monitoring. The Role: The Risk and Compliance Officer role will assist in mitigating the regulatory compliance risks inherent in the bank’s Business. Support and contribute to a positive Regulatory compliance culture within the bank. Responsibilities:   Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and new rules from the FCA, PRA and PSR and educate the business on these. Contribute to the enhancement of the Bank’s risk based approach to Compliance...

We are inviting applications for Compliance Officer position for an international Bank based in city London. Job Description: Compliance officer need to Identifying regulatory changes and assessing whether these are relevant to the Bank. Carrying out compliance monitoring programme and Preparation of Summary of Regulatory Developments Follow up on action points emanating from Compliance Monitoring Reviews Perform quarterly Thematic reviews Compliance Officer Responsible for Compliance RCSA Reporting on a regular basis on compliance matters, identified breaches and corrective action taken to Head of Compliance. Horizon Scanning and mapping of regulations with relevant business and operations; Performing regular testing to ensure full compliance to KYC policy, which would include all type of customers and counterparties. Providing Compliance/ Regulatory advice to branch team Review and advising the bank of Financial Sanction notices by HM treasury as and when received Compliance...

REGULATORY COMPLIANCE OFFICER CENTRAL LONDON UP TO £60,000 + GREAT CULTURE + PROGRESSION THE OPPORTUNITY: Get Recruited are recruiting on behalf of a fast growing financial services firm who provide regulatory hosting to businesses. Our client are looking for a Compliance Officer to join their friendly outgoing team. This is a great opportunity for someone with compliance experience and In-depth knowledge of FCA rules and regulations. Great opportunity for someone from a Regulatory hosting, regulatory compliance, compliance officer, compliance specialist, senior compliance officer or similar role. THE ROLE: Develop, update, and enforce compliance policies and procedures Responding to AML queries Ongoing compliance monitoring activities Completing gap analyses and enhancing controls where required Reviewing and updating training materials Assistance with compliance questions from appointed representatives, staff members and wider teamTHE PERSON: This is a great...

Compliance Officer Our Central London client in the Banking sector is seeking a Compliance Officer to join their team as soon as possible on a permanent basis with a salary of £50,000 - £55,000 on offer. This role comes with a great perks package including private healthcare, generous holiday and the opportunity to earn bonus too. What does the role entail? As the Compliance Officer primary purpose of the role is to review new account onboarding and ongoing Know Your customer (KYC) information/documents and ensuring compliance with the Bank's established Anti-Money Laundering and Counter Terrorist Financing (AML & CTF) programmes. You will be carrying out tasks such as analysing customers transactional activities to identify possible suspicious activities and raising suspicious activity reports (SAR) where customer activity may indicate money laundering or terrorist financing suspicion. What skills will you have? The ideal candidate for the Compliance...

REGULATORY COMPLIANCE OFFICER CENTRAL LONDON UPTO £60,000 + GREAT CULTURE + PROGRESSION THE OPPORTUNITY: Get Recruited are recruiting on behalf of a fast growing financial services firm who provide regulatory hosting to businesses. Our client are looking for a Compliance Officer to join their friendly outgoing team. This is a great opportunity for someone with compliance experience and In-depth knowledge of FCA rules and regulations. Great opportunity for someone from a Regulatory hosting, regulatory compliance, compliance officer, compliance specialist, senior compliance officer or similar role. THE ROLE: Develop, update, and enforce compliance policies and procedures Responding to AML queries Ongoing compliance monitoring activities Completing gap analyses and enhancing controls where required Reviewing and updating training materials Assistance with compliance questions from appointed representatives, staff members and wider teamTHE PERSON: This is a great...

We are urgently recruiting for a part-time AML Compliance Officer. To work 3 or 4 days a week. The role is temporary ongoing and pays the equivalent of £50 000. Which is £27.47 per hour. The part-time AML Compliance Officer will work for an expanding company within the financial services industry. We are preferably seeking someone who can start immediately. Job overview: * Due diligence - to review new account on-boarding and ongoing Know Your customer (KYC) information/documents and ensuring compliance with established Anti-Money Laundering and Counter Terrorist Financing (AML & CTF) programmes. * Analyse customers' transactional activities to identify possible suspicious activities. * Investigate possible money laundering and fraud activities. * Detect and mitigate red flags for potential financial crime. * Raise suspicious activity report (SAR). This role is all about onboarding and transaction monitoring. Monitoring customers activity over...

Do you have a can-do attitude and experience of Compliance? AND-E is one of the fastest-growing insurance companies, a 5* employer and we are all about our people and making tomorrow’s journey simpler, safer and smarter! Why wouldn’t you want to come and join a team as a Compliance Officer and enjoy our warm, supportive and inclusive culture. Why Join Us? We realise that we need to be a good fit for you above all else – so here’s what you can enjoy about AND-E, and we’ll tell you about the role later! * Recognized as the Best Large Insurance Employer: We are proud to have been named the Best Large Insurance Employer for 2023 at the prestigious British Insurance Awards. * Unmatched Work-Life Balance. * Competitive Salaries and Benefits Package: We offer competitive salaries that recognise your skills and expertise. In addition, our comprehensive benefits package includes (but is definitely not limited to!): Healthcare Cash Plan & Private Health...

Regulatory Liaison Officer | Investment Banking | £600/day Inside IR35 | Contract 9-12 Months | Docklands | HYBRID 3 days in the office 2 days WFH Our Investment Banking client is seeking highly motivated, pro-active and ambitious Regulatory Compliance Officer to join their Compliance team on a 9-12 maternity leave cover contract. Here you will be the primary contact for all day-to-day interactions with PRA, collaborating with Business Heads to provide guidance on regulatory matters and continually enhancing the framework to identify, assess, control, and monitor regulatory communication. You will serve as a credible business partner across business and functional units, providing advice and support as needed - across all lines of defence. As the ideal candidate you'll be a self-starter with an ability to work independently and collaboratively within a team environment, adaptable in unexpected situations, comfortable dealing with ambiguity and uncertainty. Essential...

COMPLIANCE CONSULTANT CENTRAL LONDON UPTO £60,000 + GREAT CULTURE + PROGRESSION THE OPPORTUNITY: Get Recruited are recruiting on behalf of a fast growing financial services firm who provide regulatory hosting to businesses. Our client are looking for a Compliance Consultant to join their friendly outgoing team. This is a great opportunity for someone with compliance experience and In-depth knowledge of FCA rules and regulations. Great opportunity for someone from a Regulatory hosting, regulatory compliance, compliance officer, compliance specialist, senior compliance officer or similar role. THE ROLE: Develop, update, and enforce compliance policies and procedures Responding to AML queries Ongoing compliance monitoring activities Completing gap analyses and enhancing controls where required Reviewing and updating training materials Assistance with compliance questions from appointed representatives, staff members and wider teamTHE PERSON: This is a great opportunity...

Operational Risk Officer (Foreign Bank) Risk Management & Regulatory Compliance Location: Central London (Office Based) Salary: circa £50k + Excellent Benefits A leading foreign bank in Central London is looking for a Risk Officer who will be responsible for the regular assessment and management of every risk faced by the Bank. You will be providing key support in the management of operational and conduct risk. The Role: The Risk Officer will ensure the business has a comprehensive and accurate view of its risks by providing guidance, support and assurance to management that the business and support functions are identifying, assessing, managing, and reporting its risks adequately and accurately. You will also ensure that business and operations comply with the relevant frameworks, policies, and regulatory expectations. Responsibilities: Developing an effective Operational Risk Management Framework. Developing key operational risk...

Trainee Paraplanner Amazing opportunity for a bright graduate (or equivalent) looking for a career in Financial Services with the additional opportunity to undertake financially supported professional qualifications. Great benefits package 35 hour week Monday WFH Main Purpose & Scope of the Job Working closely with Financial Advisors and experienced Paraplanners to provide support in the financial planning and investment management process. This role is an excellent opportunity to gain hands-on experience in the financial services industry and progress toward becoming a fully qualified paraplanner. Helping to evolve the processes of client onboarding and the management of client information. Assisting clients over the phone, face to face or through other communication mediums. Helping to manage general office procedures to ensure processes and duties in the office flow efficiently. Main Responsibilities/Accountabilities Client Acquisition Assist in collecting and...

Job Title: Compliance Lead Contract Type: 12 Month Fixed Term Contract Location: Fleet with some flexibility to work from home up to 2 days a week once probation is passed Salary: Up to circa £46,000 Hours: 35-hour week, Monday to Friday, 9am to 5.00pm Benefits: 11% non-contributory pension scheme 25 days annual leave plus bank holidays Annual leave-buying scheme Discretionary annual bonus Private Medical Insurance Life Assurance Income Protection Scheme Paid time off to volunteerAbout the role of Compliance Lead Our client is a Specialist Mortgage Lender who have experienced rapid growth. They have a great opportunity available for a Compliance Lead to cover maternity leave on a 12-month Fixed Term Contract. This role will involve delivering on the Compliance Monitoring Plan using analytical thinking and expertise in monitoring of control design and effectiveness and compliance. Also, to help protect the company from fraudulent activity and act in a compliant manner...

Exciting opportunity for a CFO to join the Serious Fraud Office * CFO that has responsibility for the Finance, Commercial and Facilities functions About Our Client The SFO is a specialist investigating and prosecuting authority that tackles the top-level of serious or complex fraud, bribery, and corruption in England and Wales, and Northern Ireland. It is independent in making decisions about its cases. This includes whether or not to open an investigation or to prosecute a case. It is a civil service organisation that operates within the framework of government accounting and the Green Book. It is subject to government spending reviews. Job Description The Chief Financial Officer is a pivotal role in the leadership of the Serious Fraud Office responsible for strategic engagement with HMT, the other organisations within the AGO remit and with a wide range of law enforcement agencies. The successful candidate will operate as a key collaborative member of the Senior Leadership...

Placement and duration The Finance Division reports to Morgan Stanley's Chief Financial Officer. It is the guardian of the firm's books and records, and serves as an advisor to Morgan Stanley's various businesses and senior management team. In addition, the Division is a major contributor to reducing and managing risk across the firm. As the firm's financial watchdog, Finance crunches the numbers. But it does more than just keep an eye on the books. Team members meet regularly and build relatio… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Role: Payroll Officer Location: London Salary: up to £37,000 If you are an experienced Payroller and great knowledge of excel,  This is an excellent opportunity to join a great company as their permanent Payroll Officer! Main Duties: Input/upload data relating to employee’s payments & deductions. Ensuring employees are paid on time. Ensure that correct payments, reports and returns are made to HMRC and reconcile all payroll payments & deductions.  Maintaining up to date knowledge of payroll legislations . Experience required:  Experience with processing end to end Payroll. Vast knowledge on V-lookup Excel. Great attention to detail. Retail processing experience. Detailed knowledge of UK/ROI processing. Apply today if you have the following requirements! Call Sophie at JGA Recruitment for more information.  (phone number removed) JGA Recruitment Group Ltd ("We") are committed to equality of...

Placement and duration The Finance Division reports to Morgan Stanley's Chief Financial Officer. It is the guardian of the firm's books and records, and serves as an advisor to Morgan Stanley's various businesses and senior management team. In addition, the Division is a major contributor to reducing and managing risk across the firm. As the firm's financial watchdog, Finance crunches the numbers. But it does more than just keep an eye on the books. Team members meet regularly and build relatio… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

I am currently working with a client based in central London who are looking to hire a payroll officer on a permanent basis. This is a great opportunity to join a global specialist recruitment company operating from 19 countries across 6 diversified sectors. The successful candidate will have: PAYE experience - This role will be dealing with a lot of PAYE queries. Weekly Payroll - This role will be solely processing (Apply online only) employees weekly. Someone comfortable working in a sole role - The payroll manager will be there to support but this role will be working most of the time alone. This role is hybrid working only Monday and Tuesday in the office and offers flexible working around the hours or 9 - 5:30pm. There is a discretionary annual bonus alongside a competitive benefit package. 45941CH INDPAY In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

Details Reference number 326513 Salary £27,223 - £32,760 The national salary range is £27,223 - £28,613, London salary range is £31,169 - £32,760. Your salary will be dependent on your base location A Civil Service Pension with an average employer contribution of 27% GBP Job grade Executive Officer EO Contract type Permanent Type of role Finance Working pattern Full-time Number of jobs available 3 Contents Location About the job Benefits Things you need to know Apply and further information Loc… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website

I am recruiting an analytical Policy Officer for The Department for Business & Trade to work in their Financial Governance, Compliance and Transparency Team, where you will play a vital role in the day-to-day Compliance and Reporting process of the organisation. This is a unique role and will involve regular engagement with senior colleagues, so you will therefore have exposure to the wide variety of work the department undertakes. In addition, you will be responsible for answering and managing… In order to view more information on this job press the APPLY NOW button below and it will take you to the source website