$76,260 yearly
CV Library
Mayfair
We are seeking an experienced and FCA Approved Independent Financial Advisor to join our clients Financial Services Group on a consultancy basis. This hybrid role requires both remote work and regular attendance at our client's Mayfair offices in Central London.
Responsibilities:
Apply key FCA rules related to pension, investment, estate planning, and protection advice.
Comply with Financial Services and Markets Act 2000, FCA Principles, and Individual Conduct Rules.
Conduct 'Know Your Customer' enquiries, gather client information, and provide suitable advice.
Analyzeclient data, research appropriate investments independently, and present advice concisely.
Complete documentation thoroughly, ensuring compliance with FCA guidance/rules.
Advise clients on personal pension, ISA, GIA, and Bond investments, ensuring tax-efficient income.
Monitor client portfolios based on investment objectives, restrictions, and risk profile.
Attend internal and external meetings,...